As an independent registered investment advisor, we embrace the hybrid business model, offering a unique advantage through our ownership and operation of a broker dealer. This ownership enables us to create a comprehensive wealth management platform that empowers financial advisors. Our commitment to innovation means we are constantly evolving, adapting, and providing cutting-edge solutions that drive advisor success and ensure their clients’ well-being.
Reimagining the financial service industry.
Comprehensive Platform
An array of solutions and support to serve all of your clients' needs.
Advisory & Brokerage Services
- Single-fee driven programs
- Stocks, bonds, mutual funds, ETFs
- IRA's 401(k), 403(b) and annuities
- Retirement planning & goal-based planning
Liability & Risk Management
- Residential mortgages, securities-based lines of credit, aircraft financing
- Premium financing & commercial real estate
- Life insurance, property and casualty placement
Family Office Services
- Business management and bill pay capabilities
- Financial statements for office and family use
- Tax and trust support for multi-generational family office structures
- Tax preparation for single and multi-family offices
Compliance & Operations Consulting
- Outsourced CFO, Payroll, HR consulting, process improvement, business valuations, RIA start up and registration
- Financial services compliance services, tax planning, and tax preparation
Tech Stack
A proprietary technology stack powered to better serve your business.
In today’s dynamic environment, harnessing technology isn’t merely a choice—it’s a critical driver of expansion. Your technology should not only function efficiently but also enhance your ability to forge deeper connections and foster stronger client relationships. Explore our suite of fully-integrated tools meticulously crafted to streamline your operations and seamlessly navigate the ever-evolving business landscape.
Expert Guidance
We're more than just numbers.
We offer more than just financial services; we offer a partnership grounded in values, driven by expertise, and dedicated to your success. Experience the difference.
Relationships matter.
Rooted in the simple principle of treating others as you’d like to be treated, our ethos guides every interaction, every decision, and every service we provide. It’s the golden rule in action, and it’s what sets the tone for a relationship built on trust, integrity, and respect.
Communication is hard.
We believe in the power of open and honest communication — it’s a two-way street that thrives when everyone participates. Our commitment to this ensures genuine and long lasting relationships, creating a collaborative and supportive environment for all.
Pace is key.
We value the importance of balanced decision-making. Our experience has shown that moving at the right pace is crucial. Slow is smooth and smooth is fast. We believe in taking the time to get to know our clients to ensure the right decisions are being made thereafter.
Stay nimble.
We pride ourselves on being a national firm that operates with the agility and attentiveness of a local organization. Our advisors always have direct access to decision makers. This allows us to act with urgency, advocacy, and address the needs of our clients effectively.
Seek to simplify.
The financial services industry has inherent complexity and simplifying doesn’t mean making things easy—because there’s nothing easy about what we do. By listening to our advisors, we take some of the complexity out of the business so you can focus on taking care of your clients.
Business Models
Choose the affiliation model that supports your vision.
Everything you need to serve your client and the autonomy to operate and grow the way you want is right here.
Affiliate
Independent contractor or employee advisor.
Sell
Join Thurston Springer through M&A or practice succession.
Invest
A minority equity stake in your business.
Custody
Utilize hybrid business model solutions.
“Our partnership with Thurston Springer has been transformative for our practice. Their unwavering commitment to client satisfaction and their comprehensive wealth management platform have provided us with the tools and support needed to elevate our service offerings and exceed our clients' expectations consistently.”
Jeffrey Fratarcangeli
Founder and Chief Executive Office of Fratarcangeli Wealth Management
Join Thurston Springer
If you're ready to explore your options confidentially,
Let's Talk.
Contact John
John Peluso
Executive Vice President
Partner
John Peluso
Executive Vice President
Partner